Comply Consulting - governance, procedure e controlli interni

Comply Consulting - governance, procedure e controlli interni

  
 

Anti money laundering

Anti money laundering

Anti money laundering

Comply Consulting offers both full outsourcing (taking direct responsibility for the function) and co-outsourcing (advising the responsible in charge) services.
The main activities are:

  • Performing a continuous assessment of the adequacy of internal procedures and their compliance with the relevant Anti Money Laundering (AML) rules;
  • Executing Client Due Diligence in order to define the client AML risk rating and performing transaction monitoring to identify possible Suspicious Activities (SAR);
  • Implementation of the Moneylaundering and terrorism financing Risk Self-assessment (IV EU Directive on Anti-moneylaudering); 
  • Preparation of supporting documents (AML questionnaires, KYC forms and model for assessing clients AML risk rating);
  • Checking the compliance of the “Archivio Unico Informatico” with the local rules;
  • Staff Training.
 

Clicking on "I Agree" I accept this website cookie policy.