Comply Consulting - governance, procedure e controlli interni

Comply Consulting - governance, procedure e controlli interni

  
 

Compliance

Compliance

Compliance

The recent changes in regulations have made the compliance function extremely important. Comply Consulting offers both full outsourcing (taking direct responsibility for the function) and co-outsourcing (advising the Manager in charge).
Our main activities are:

  • Assessing the applicable regulations based on the client’s activities.
  • Performing the “regulations gap analysis” in order to give an overall assessment of the general conformity level by the company and the related impacts on process and procedures.
  • Performing conformity reviews and surveillance activities with regards to the industry regulations, rules enacted by Regulators, Company Codes and Policies and all the other relevant applicable rules.
  • Controlling and assessing the adequacy and effectiveness of the Company’s procedures.
  • Assisting in drafting company procedures.
  • Advising on regulation issues and changes on a continuous basis.
  • Preparation of reports and management information (for the Board of Directors and the Statutory Auditors)
  • Complaints Handling
 

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